Original Title: Announcement on Invesco Great Wall CSI 500 Enhanced Strategic Trading Open-end Index Securities Investment Fund on Opening Daily Subscription and Redemption Business
Announcement sending date: January 5, 2022
1. Announce basic information
2. Processing time for daily purchase and redemption business
The open day for fund investors to handle the subscription and redemption of fund shares is the trading day of the Shenzhen Stock Exchange and the Shanghai Stock Exchange, and the specific processing time is the trading hours of the normal trading day of the Shenzhen Stock Exchange and the Shanghai Stock Exchange . Except when the fund manager announces the suspension of subscription or redemption in accordance with laws and regulations, the requirements of the China Securities Regulatory Commission, or the provisions of the fund contract.
3. Daily purchase business
3.1 Restrictions on subscription amount
1. The fund shares subscribed by investors must be integer multiples of the smallest subscribed unit.
2. The minimum subscription unit of this fund is 1 million. The fund manager can adjust the limit on the amount of subscription and redemption according to market conditions and when permitted by laws and regulations. The fund manager must comply with the “Public Offering of Securities The relevant provisions of the Measures for the Administration of Information Disclosure of Investment Funds are announced in the prescribed media.
3.2 Subscription fee rate
When investors subscribe for fund shares, the subscribing and redemption agent brokerage firm may charge commissions at a rate not exceeding 0.5% of the subscribed share, including related fees charged by stock exchanges and registration agencies.
3.3 Other matters related to subscription
none.
4. Daily redemption business
4.1 Restrictions on Redemption Shares
1. The fund shares redeemed by investors must be an integer multiple of the smallest redemption unit.
2. The minimum redemption unit of this fund is 1 million. The fund manager can adjust the amount of subscription and redemption according to market conditions and when permitted by laws and regulations. The fund manager must follow the “Public Offer” The relevant provisions of the Measures for the Administration of Information Disclosure of Securities Investment Funds are announced in the prescribed media.
4.2 Redemption rate
When investors redeem fund shares, the purchase and redemption agent brokerage may charge commissions at a standard that does not exceed 0.5% of the redemption shares, including related fees charged by stock exchanges, registration agencies, etc.
4.3 Other matters related to redemption
5. Fund sales agencies
5.1 Off-site sales agencies
5.1.1 Off-site non-direct sales agencies
none
5.2 On-site sales organization
The fund’s subscription and redemption agency brokerage list is as follows:
6. Disclosure arrangements for fund unit net value announcements/fund income announcements
After the fund shares are listed for trading or after the start of the subscription or redemption of fund shares, the fund manager shall disclose the transaction through its prescribed website, fund sales institution website or business outlet no later than the day after each trading day/open day Daily/open day’s net value of fund units and cumulative net value of fund units.
7. Other things that need to be reminded
(1) Places for purchase and redemption
Investors shall handle the fund subscription and redemption business at the business premises of the subscription and redemption agent brokerage firm that handles the fund subscription and redemption business or in other ways provided by the subscription and redemption agent brokerage firm. The Fund currently adopts the “Shenzhen Stock Exchange in-kind purchase and redemption mode, Shanghai Stock Exchange cash substitution” on the Shenzhen Stock Exchange. Therefore, the subscription and redemption are handled at the Shenzhen Stock Exchange through agent brokers.
The fund manager shall announce the list of subscription and redemption agents before starting the subscription and redemption business, and may increase or decrease the subscription and redemption agent securities firms based on actual conditions, and publish it on the fund manager’s website.
(2) Principles of subscription and redemption
1. Subscription and redemption responses comply with the “Business Rules” and other relevant regulations.
2. Fund units adopt the principle of “unit purchase and unit redemption”, that is, both subscription and redemption are applied for by units.
3. The subscription consideration and redemption consideration of the Fund include portfolio securities, cash replacement, cash difference and other considerations.
4. The application for purchase and redemption cannot be revoked after submission.
5. When handling the purchase and redemption business, the principle of the priority of the interests of fund share holders shall be followed to ensure that the legitimate rights and interests of investors are not harmed and are treated fairly.
6. The fund manager may adjust the above principles without violating laws and regulations and without substantive adverse effects on the fund unit holders, or in accordance with the relevant rules of the Shenzhen Stock Exchange or the registration agency and their changes and adjustments. Fund managers must make public announcements on the prescribed media in accordance with the relevant provisions of the “Administrative Measures for Information Disclosure of Publicly Offered Securities Investment Funds” before the implementation of the new rules.
(3) Procedures for purchase and redemption
1. Submission of purchase and redemption applications
Investors apply for subscription and redemption business on the Shenzhen Stock Exchange through subscription and redemption agents.
Fund investors must apply for subscription or redemption within the specific business processing time of the open day in accordance with the procedures prescribed by the subscription and redemption agent brokerage or fund manager.
When subscribing to this fund, investors must prepare sufficient purchase consideration in accordance with the purchase and redemption list. Investors must hold sufficient fund unit balance and cash when submitting a redemption application, otherwise the submitted purchase and redemption applications are invalid Not to be traded.
2. Confirmation of purchase and redemption applications
Fund investors’ subscription and redemption applications will be confirmed on the day of acceptance. If the investor fails to provide the purchase consideration that meets the requirements, the purchase application will fail. If the investor holds insufficient fund shares that meet the requirements or fails to prepare sufficient cash as required, or the fund’s investment portfolio does not have sufficient redemption consideration that meets the requirements, the redemption application will fail.
The ETF shares purchased by investors on T day can be sold by bidding on the same day and can be redeemed on T+1 day; the shares redeemed on T day can be sold by bidding on the same day and can be used to purchase ETF shares on T+1 day; bidding on T day The purchased stocks can be used to subscribe for ETF shares on the same day; ETF shares purchased at auction on T day can be redeemed on the same day, and can be sold at auction on T+1 day.
The acceptance of the subscription and redemption application by the subscription and redemption agent brokerage does not mean that the subscription or redemption application must be successful. The confirmation of subscription and redemption is subject to the confirmation result of the registration agency. Investors should promptly check the confirmation status of relevant applications through their sales outlets that handle subscriptions and redemptions after T+1 day. Investors should check the confirmation status of relevant applications in a timely manner and properly exercise their legal rights.
3. Clearing, settlement and registration of purchase and redemption
The liquidation and settlement of portfolio securities, fund shares, cash substitution, cash difference and other considerations involved in the process of subscription and redemption of the Fund shall be subject to the provisions of the “Business Rules”.
After the investor’s purchase or redemption is successful on T day, the registration agency will handle the settlement of fund shares after the market closes on T day, the settlement of securities in the enhanced investment portfolio listed on the Shenzhen Stock Exchange, and the settlement of cash substitution; on T+1 day Handle the settlement of cash alternatives and the settlement of cash balances, handle the settlement of cash balances on T+2, and send the results to the purchase and redemption agent brokers, fund managers and fund custodians; generally in the fund share office After the corresponding portfolio of securities, the settlement and settlement of the corresponding cash replacement refund and reimbursement shall be carried out.
If the fund manager and the registration agency find that they cannot perform normally during the liquidation and settlement, they will be dealt with in accordance with the relevant provisions of the “Business Rules”.
Investors shall pay the cash difference, cash replacement and cash replacement refund and supplementation in full and on time in accordance with the provisions of the fund contract, the provisions of this prospectus and the purchase and redemption agent brokerage. If the cash balance, cash replacement and cash replacement refunds are not settled on time and in full due to the investor’s reasons, the fund manager shall have the right to recover from the investor for the benefit of the fund and require it to bear other fund shares caused thereby Loss of holders or fund assets.
If part or all of the portfolio securities used by the investor for subscription or part or all of the fund shares used for redemption are frozen or enforced by the state authority, the fund manager has the right to instruct the subscription and redemption agent brokerage firm and The registration agency shall conduct corresponding disposals in accordance with the law; if this situation causes other fund unit holders or fund assets to suffer losses, the fund manager has the right to demand compensation from the investor on behalf of other fund unit holders or fund assets.
4. The fund manager, the Shenzhen Stock Exchange and the registration agency may, within the scope permitted by laws and regulations, and on the premise that there is no substantial adverse effect on the interests of fund unit holders, the above-mentioned purchase and redemption procedures, liquidation, settlement and settlement The registration processing time, method, processing rules, etc. shall be adjusted, and the fund manager shall make an announcement on the prescribed media in accordance with the relevant provisions of the “Administrative Measures on Information Disclosure of Publicly Offered Securities Investment Funds” before the implementation of the new rules.
(4) Consideration and expenses for subscription and redemption
1. The purchase consideration and redemption consideration are determined according to the purchase and redemption list and the amount of fund shares purchased and redeemed by investors. Subscription consideration refers to the portfolio securities, cash replacement, cash difference and other considerations that should be delivered when investors subscribe for fund shares. The redemption consideration refers to the portfolio securities, cash replacement, cash difference and other considerations that the fund manager should deliver to the redeemer when the investor redeems the fund shares.
2. The purchase and redemption list shall be compiled by the fund manager. The subscription and redemption list on T day will be notified to the Shenzhen Stock Exchange and the registration agency before the Shenzhen Stock Exchange opens on that day, and announced on the Shenzhen Stock Exchange and the fund manager’s website. The net value of fund units on T day is calculated after the market closes on that day, and announced within T+1 day. The calculation formula is the net value of fund assets on the calculation day divided by the total number of fund units sold on the calculation day. In case of special circumstances, the calculation or announcement may be delayed appropriately and the report shall be submitted to the China Securities Regulatory Commission for the record.
3. When investors subscribe or redeem fund shares, the subscription and redemption agent brokerages may charge commissions at a standard that does not exceed 0.5% of the subscription or redemption shares, including related fees charged by stock exchanges, registration agencies, etc.
4. The calculation of the net value of the fund shares shall be kept to 4 digits after the decimal point, and the 5 digits after the decimal point shall be rounded off. The resulting error shall be borne by the fund property.
5. If the market conditions change or the relevant business rules change, the fund manager can subscribe for fund purchases after performing relevant procedures without violating relevant laws and regulations and without materially adversely affecting the interests of fund unit holders. Redemption business rules, fund unit net value, subscription and redemption list calculation and announcement time shall be adjusted and announced in advance, without the need to convene a fund unit holders meeting.
(5) This announcement only explains the relevant matters concerning the opening of the daily subscription and redemption business of the Invesco Great Wall CSI 500 Enhanced Strategic Trading Open-ended Index Securities Investment Fund. Investors who want to understand the details of this fund, please read the “Investment Great Wall China Securities 500 Enhanced Strategic Trading Open Index Securities Investment Fund Prospectus” published on the China Securities Regulatory Commission’s Fund Electronic Disclosure website on November 19, 2021. The fund contract, prospectus and this announcement of the fund will be published on the company’s website (www.igwfmc.com) and agency website at the same time. Investors can also download relevant application forms and learn about fund raising issues through the company’s website.
(6) The company will make a separate announcement regarding matters concerning the listing and trading of this fund.
Risk warning: The fund manager promises to manage and use fund assets in accordance with the principles of honesty, credibility, diligence and due diligence, but does not guarantee the profitability of the fund, nor does it guarantee the minimum return. Investors should carefully read the fund contract and prospectus of the fund when investing in the fund. Investors are advised to pay attention to investment risks.
Special announcement.
Invesco Great Wall CSI 500 Enhanced Strategic Transaction Type
Open Index Securities Investment Fund
Indicative announcement of listing and transaction announcement
The board of directors and directors of the company guarantee that there are no false records, misleading statements or major omissions in the information contained in the fund listing and transaction announcements, and bear individual and joint responsibility for the authenticity, accuracy and completeness of their contents.
Invesco Great Wall CSI 500 Enhanced Strategic Trading Open-End Index Securities Investment Fund (hereinafter referred to as “the Fund”) will begin trading on the Shenzhen Stock Exchange on January 10, 2022. The abbreviation of this fund: 500ETF enhanced, fund code: 159610.
The full text of the listing transaction announcement will be disclosed on the company’s website (www.igwfmc.com) and the China Securities Regulatory Commission’s Fund Electronic Disclosure website (http://eid.csrc.gov.cn/fund) on January 5, 2022 for investment者review. If you have any questions, please call our company’s customer service number (400-8888-606) for consultation.
The fund manager promises to manage and use fund assets in accordance with the principles of honesty, credibility, diligence and due diligence, but does not guarantee that the fund will be profitable, nor does it guarantee minimum returns. Please fully understand the risk and return characteristics of this fund and make investment decisions prudently.
Special announcement.
Invesco Great Wall Fund Management Co., Ltd.
January 5, 2022
.
