Newsletter

Navigating the JKN Global Group Limited (JKN) Bond Situation: SEC Updates and Recommendations for Bondholders

SEC Urges JKN Bondholders to Stay Informed and Prepare for Business Rehabilitation Application The Securities and Exchange Commission (SEC) is urging bondholders of Public Company JKN Global Group Limited (JKN) to closely monitor developments related to the filing of the business rehabilitation application. It is essential for bondholders to prepare documentary evidence regarding bond payments […]

Financial Authorities Crack Down on Violations of Short Selling Regulations by Asset Management Companies and Securities Firms, Imposes Fines and Penalties

[Business Post] Financial authorities impose fines and penalties on 11 asset management companies and securities firms for violating short selling regulations The Financial Services Commission disclosed on the 10th that fines and penalties have been imposed on 11 asset management companies and securities firms for their violations of short selling regulations. This measure was approved […]

Association of Investment Management Companies and Stock Exchange of Thailand Launch Om Project No. 5: Encouraging Investment and Long-Term Financial Health

Collaboration between SEC, SET, and Investment Companies to Promote Financial Health The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET) and various capital market operators such as commercial banks, securities companies, and life insurance companies, recently launched “Project No. 5”, aimed at improving knowledge and understanding of investment and […]

SEC Opens Public Hearing on Investment Regulations for Digital Tokens and Custody Services

SEC Seeks Input on Review of Digital Token Investment Regulations The Securities and Exchange Commission (SEC) is welcoming opinions on the draft announcement regarding the review of investment regulations for digital tokens. The aim is to establish sufficient and appropriate regulatory mechanisms for digital assets, ensuring the protection of investors and promoting the use of […]

DSI and SEC Investigate Executives of STARK and NUSA in Stock Market Scams

Investigations into STARK and NUSA Executives Intensify DSI Investigates STARK Executives for Historic Stock Market Scam The Department of Special Investigations (DSI) is accelerating its investigations into the executives of Stark Corporation Public Company Limited (STARK) for their involvement in an unprecedented stock market scam. The executives allegedly orchestrated a scheme spanning several years, creating […]

FEMS Submits IPO Plans to SEC and SET to Raise Funds for Expansion and Innovation in Electronic Manufacturing Services

Forth EMS Submits Registration Statement for Initial Public Offering Forth EMS Public Company Limited (FEMS), a subsidiary of Forth Corporation Public Company Limited (FORTH), has recently submitted a registration statement and draft prospectus to the Securities and Exchange Commission and the Stock Exchange of Thailand (SEC) for its upcoming initial public offering (IPO). The IPO […]

SEC and SET to Hold Press Conference on Building Confidence in the Capital Market

SEC and SET Organize Press Conference on “The STARK Case and Guidance for Building Confidence in the Capital Market” The Securities and Exchange Commission (SEC) has scheduled a press conference titled “The STARK Case and Guidance for Building Confidence in the Capital Market.” The event will be held on Monday, June 26, 2023, from 10:00 […]