Compliance Surveillance Senior Analyst – Personal Trading, Citi
- An opportunity exists for a function/business/product Compliance Risk Senior Analyst within autonomous Compliance risk Management (ICRM).
- The Compliance Risk Senior Analyst will engage with ICRM product and Function coverage teams to collaboratively develop and implement CRM program solutions that cater to the function/business/product and...
- Ideal candidates should possess a strong understanding of compliance laws, rules, regulations, risks, and typologies relevant to the supported function/business/product.
Compliance Risk Senior Analyst Possibility in Getzville, New York
Table of Contents
An opportunity exists for a function/business/product Compliance Risk Senior Analyst within autonomous Compliance risk Management (ICRM). This role is responsible for aiding in the development and execution of internal strategies, policies, procedures, processes, and programs aimed at preventing breaches of laws, rules, and regulations.The analyst will also contribute to designing and implementing a risk management framework that aligns with the firm’s risk tolerance and safeguards its interests.
Key Responsibilities
The Compliance Risk Senior Analyst will engage with ICRM product and Function coverage teams to collaboratively develop and implement CRM program solutions that cater to the function/business/product and customer needs, all while adhering to the established program framework. Primary duties involve monitoring compliance risk behaviors, providing daily compliance advice related to the supported function/business/product, and offering guidance on relevant rules and laws.
Core Duties Include:
- Assisting in the design, development, delivery, and maintenance of best-in-class Compliance programs, policies, and practices for ICRM.
- Assisting with regulatory inquiries and/or examinations.
- Collaborating with internal areas including Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product.
- Supporting the business in performing timely compliance reviews of new transactions and/or products.
- Assisting in the development and administration of Compliance training for the supported function/business/product.
- Researching any rules and rule changes and implementing policies, procedures, or other controls necessary to comply with the rules/regulations.
- Additional duties as assigned.
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Qualifications
Ideal candidates should possess a strong understanding of compliance laws, rules, regulations, risks, and typologies relevant to the supported function/business/product.
Essential Skills and Experience:
- Working Knowledge of Compliance laws, rules, regulations, risks and typologies in the supported function/business/product.
- Excellent writen and verbal interaction skills.
- Must be a self-starter, flexible, innovative, and adaptive.
- Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization.
- Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization.
- Excellent project management and organizational skills and capability to handle multiple projects at one time.
- Proficient in MS Office applications (Excel, Word, PowerPoint).
- Knowledge in area of focus.
- Relevant certifications desirable.
Education
A bachelor’s degree is required. Experience in compliance, legal, or another control-related function within a financial services firm, regulatory organization, or legal/consulting firm is highly desirable.Experience in the area of focus is also critically important.An advanced degree is a plus.
Additional facts
The job is located in Getzville, New York, United States. The full-time salary range for this position is $77,280.00 – $115,920.00.
In addition to salary, benefits may include discretionary and formulaic incentive and retention awards, medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays are also offered. More details are available at citibenefits.com. Offerings may vary.
The anticipated posting close date is March 26, 2025.
Citigroup Inc. and its subsidiaries (“Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
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Compliance Risk Senior Analyst job: Your Questions Answered
Are you interested in a Compliance Risk Senior Analyst role? This Q&A provides key insights into a specific opportunity available in Getzville, New york, offered by a financial services firm, focusing on responsibilities, qualifications, and benefits.
Key Responsibilities and Duties
What are the primary responsibilities of a Compliance Risk Senior Analyst?
The Compliance Risk Senior Analyst is pivotal in developing and implementing strategies, policies, and programs to prevent breaches of laws, rules, and regulations. This role also involves designing a risk management framework. The analyst will work with ICRM teams to develop and implement Compliance Risk Management (CRM) solutions. The analyst will also provide compliance advice, monitor risk behaviors, and offer guidance on relevant rules and laws. Additional core duties include:
- Designing, delivering and maintaining Compliance programs and practices for ICRM.
- Assisting with regulatory inquiries and examinations.
- Collaborating with internal areas to address compliance issues.
- Supporting the business in performing timely compliance reviews.
- Developing and administering Compliance training.
- Researching and implementing policies to comply with rules and regulations.
What does a typical day look like for this role?
A typical day involves close collaboration with various internal teams such as Legal,Business Management,and Operations. The analyst monitors compliance risk behaviors, provides daily compliance advice, researches rule changes, and supports the business in compliance reviews. The role requires a proactive approach to identify and mitigate risks, ensuring the firm’s adherence to legal and regulatory standards.
Qualifications & Skills
What qualifications are required for this position?
A bachelor’s degree is required. Experience within a financial services firm in compliance, legal, or a related function is highly desirable. Additionally, practical expertise in the area of focus is critical.an advanced degree is considered a plus.
What essential skills and experience are necessary?
Essential requirements include:
- Working knowledge of compliance laws, rules, regulations, risks, and typologies.
- Excellent written and verbal communication skills.
- Self-starting, flexible, innovative, and adaptive personality.
- Strong interpersonal proficiency and the ability to work with all levels of the association.
- Ability to work collaboratively with regional and global partners.
- Excellent project management and organizational abilities.
- Proficiency in MS Office applications (Excel, Word, PowerPoint).
- Knowledge in area of focus.
Location, Salary, and Benefits
Where is the Compliance Risk Senior Analyst position located?
The job is located in Getzville, New York, United States.
What is the salary range for this position?
The full-time salary range is $77,280.00 – $115,920.00.
What benefits are offered?
In addition to salary,benefits may include discretionary and formulaic incentive and retention awards,medical,dental & vision coverage; 401(k); and life,accident,and disability insurance,and wellness programs. Paid time off packages, including vacation, sick leave, and paid holidays are available. More details are available at citibenefits.com. Offerings may vary.
Application and Company Information
What is the anticipated close date for this job posting?
The anticipated posting close date is March 26,2025.
What is Citi’s policy on equal opportunity and reasonable accommodations?
Citi is an equal opportunity and affirmative action employer. Applicants needing reasonable accommodations can review Accessibility at Citi. Qualified applicants are considered without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.
Key Information Summary
| Aspect | Details |
|---|---|
| Job Title | Compliance Risk Senior Analyst |
| Location | Getzville, New York |
| Salary Range | $77,280.00 – $115,920.00 |
| Required Education | Bachelor’s Degree |
| Key Skills | Compliance knowledge, communication, adaptability, collaboration, project management |
| Benefits | Incentive awards, medical, dental, vision, 401(k), insurance, wellness, PTO |
| Close Date | March 26, 2025 |
Disclaimer: The above information is based on the provided job posting and may be subject to change. Please refer to the original job posting for the most accurate and up-to-date details.